JD Supra2d
SEC Off-Channel Communications Enforcement Sweep Continues - Settlements by 12 Firms and Assessments of Over $63 Million in Penalties
On January 13, 2025, the U.S. Securities and Exchange Commission (the “SEC”) announced settled charges against twelve firms for recordkeeping ...
JD Supra8d
SEC Enters Into Off-Channel Settlements With Twelve Additional Firms Prior To Leadership Turnover
On January 13, 2025, one week before Chair Gary Gensler is expected to step down as Chair, the Securities and Exchange Commission (“SEC”) ...
ChannelVision Magazine3d
GTT Appoints National VP, Partner Channel Americas
GTT Communications, a networking and security as a service provider for multi-national organizations, appointed Chris Jones ...